Carlos Garcia is committed to assisting clients achieve their own specific financial goals with respect to the accumulation, growth, preservation, and distribution of wealth. Whether our client needs a few issues resolved or a comprehensive financial analysis, we strive to meet their specific needs. Clients can be confident that their engagement will receive dedicated and professional handling, and the highest quality service possible.

Carlos Garcia is affiliated with one of the fastest growing and most prestigious independent broker / dealers in the United States. As an Investment Adviser Representative, with Kovack Advisors, Inc. (KAI) I can assist you in the setting and realization of client’s long term financial goals and objectives through an objective process for a fee. The resources available through our affiliation with KAI to accomplish this are extensive and unparalleled.

Every client has unique needs and a customized financial solution will be provided. Carlos focuses on the Planning and the Implementation Phases of the engagement to ensure efficient communication. There are instances where the client may prefer a commission-based product instead of a fee based product. If both are available, a fully developed comparison is presented for the client to review. I offer a wide range of financial products and services through Kovack Securities, Inc. (KSI). Our developed expertise, the continuity of service and administrative record keeping gives clients a competitive advantage.

Carlos has been in the financial industry for over 30 years and has worked as a financial advisor for over 18 years. He has also worked as a Currency and Commodity Trader and a Registered Representative for Four Seasons Asset Management and MetLife. Carlos has series 3, 7, 63, 65, and 24 securities registrations. He graduated from Stephen F. Austin State University with a Bachelors of Business Administration.